Assistant Vice President, Regulatory, Treasury & Shariah Audit

Job Description
•    Assist Head of Department / Unit Head / Team Lead in audit assignments related to regulatory, treasury and Shariah compliance.
•    Plan and execute audit assignments in accordance with established policies, procedures and standards.
•    Evaluate the adequacy and effectiveness of internal controls and identify areas of risk on management processes, risk management processes, internal control and regulatory compliance and governance processes.
•    Provide independent and objective assurance on the adequacy, effectiveness, and efficiency of system of internal control to manage all critical risks.
•    Coordinate and conduct opening meeting and exit meeting with auditees for each audit assignment. 
•    Conduct interviews and gather information from auditees to assess the effectiveness of internal controls and identify areas of improvement.
•    Collaborate with management to develop and implement corrective action plans to address to address identified deficiencies.
•    Prepare detailed audit reports highlighting audit findings, root cause, risk and impact, recommendations, and action plans.
•    Provide independent and objective assurance that the auditee’s operations are effectively conducted in accordance to established performance standards and best practice.
•    Provide independent and objective assurance that the Risk Management Processes put in place by Management are sound and implemented with integrity.
•    Ensure timely update of audit documentation and evidence in TeamMate software.    
•    Track and perform validation on completed action plans for audit findings to ensure appropriate actions have been taken to close the gaps within the targeted timeline.
•    Participate in key Business Continuity Plan reviews and exercise as an independent observer, when required. 
•    Support Head, Regulatory, Treasury and Shariah Audit or GCIA in executing ad-hoc assignments, advisory review requests and any non-audit assignments.   

Qualifications/ Experience 
•    A recognised degree or equivalent.
•    At least 6 years of relevant working experience in either Treasury audit, Regulatory audit, or Shariah audit. 
•    Preferable with relevant audit professional certifications or equivalent