Manager, Group Regulatory Advisory

Location: 

Kuala Lumpur, MY, 50100

Category:  Permanent
Facility:  903

To assist VP, in providing compliance advisory in AIS projects and new business assessment, manage regulatory breaches and regulatory relationship, disseminate new/revised regulations to stakeholders, review Gap Analysis conducted by stakeholders to ensure compliance to the Shariah and regulatory requirements through close liaison with stakeholders.

 

 

New/Revised  SAC Resolution

  • Disseminate new/revised SAC Resolution to stakeholders.
  • Disseminate SAC Resolution to relevant business unit to comment/review and coordinate the responses for submission.
  • Prepare and review of Gap Analysis for new/revised regulations submitted by stakeholders related to Islamic Banking, if applicable.
  • Publish SAC Resolution to InAlliance Portal.

 

Regulatory Advisory for New Initiatives/Products/Services/Projects related to AIS

  • Provide compliance advisory to assist business unit/support unit to manage their compliance risk.
  • Review new product/service
  • Review publication and communication materials if applicable.
  • Provide compliance advisory on the new initiatives/projects under AIS.
  • Conduct training for new joiners and newly on-boarded customer facing staff, as and when required.
  • Continuous engagement with business unit/support unit.

 

Regulatory Breach Management related to Shariah Non Compliance(SNC)  event

  • Review the SNC Notification submitted by business unit/support function to ensure the reasonableness on their proposed corrective action plan as and when required.

 

Risk Compliance Officers

  • To provide briefings for Risk Compliance Officers on latest shariah related matters if any. 

 

Other Ancillary Functions

  • Attend to any ad-hoc Shariah compliance advisory matters assigned by the Head, Group Regulatory Advisory or Group Chief Compliance Officer.