Vice President, Group Compliance Monitoring

JOB PURPOSE:

To support the Head of Group Compliance Monitoring (GCM) in the oversight of the Bank’s Compliance Monitoring and Testing program. Responsible to ensure timely execution of the Bank’s Compliance testing program to assess compliance with regulations and policies through reviews across all the business/ support units within the Bank.

KEY RESPONSIBILITIES:

Compliance Review Plan

• Assist Head, GCM to formulate and update the annual Compliance Review Plan.
• Assist Head, GCM on the progress of the execution of the Compliance Review Plan or any changes to the Compliance Review Plan if any.

Head Office Review

• Conduct compliance reviews activity as per the Compliance Review Plan or ad-hoc reviews as and when requested by the Senior Management / Board / Regulators.
• Conduct and supervise on compliance monitoring, review and reporting activities including independent validation of corrective action plans relating to compliance issues arising from compliance reviews.
• Provide constructive recommendations to Business/Support Units with the objective of improving the internal controls and compliance risk awareness within these units
• Assist Head, GCM provide periodic reports to Senior Management and BOD on status of reviews and review results.

   

  Other Ancillary functions

  Attend to ad-hoc requests and other related matters as deemed necessary by the Head GCM